How it works
From set-up to report, in five steps
This is how the AS3 Compliance Program Assessment works. You can take Module A alone, or Module A + Module B. Both are available now.
- 1
Set up
Choose which elements to assess. There are 18 elements in both paths. You do not have to assess all of them. Elements you do not choose are greyed out. Give each element an owner (by email) and a deadline.
The tool opens a ready-written email that you send from your own mail program.
- 2
Answer
Answer one question at a time. Ask for guidance when you want it. Record evidence as references: a document name, owner and date. Files are not uploaded. Save a progress file to keep your work.
- 3
Score
Each answer scores 0 to 4 by fixed rules. AI does not score. Foundational gaps can limit the overall score, keeping important improvement needs visible.
The overall score covers the elements you chose, and says how many were assessed (18 elements in both paths).
- 4
Read the reports
Seven reports open when the assessment is complete, from an executive and board summary to an export pack. Each report lists the elements that were not assessed. Export your results to Excel (CSV) or PDF.
- 5
Keep your data
Your answers stay in your browser. Nothing is sent to AS3. You can delete your answers at any time under Settings.
The demo
How to get access
- Send a request for demo access.
- We review it. If we approve it, we send you an access code.
- Open the demo with your code.
The demo covers 2 elements, Risk Assessment and Third-Party Due Diligence and Oversight, with 15 questions. Nothing you enter in the demo is sent to AS3.